Peter Neri

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Manager of certification employee (6 Oct 2021 to 29 Mar 2024)
    • [FCA CF] Client dealing (13 Aug 2021 to 29 Mar 2024)
    • [FCA CF] Functions requiring qualifications (13 Aug 2021 to 29 Mar 2024)
  • PMN Financial Management LLP (no longer approved here)

    FRN 829204

    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jul 2021)
    • CF11 Money Laundering Reporting (19 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
    • CF4 Partner (19 Aug 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (19 Aug 2019 to 29 Mar 2024)
    • CF10 Compliance Oversight (19 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.