Nicholas James Parker

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PMN Financial Management LLP

    FRN 829204

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
    • [FCA CF] Client dealing (since 16 Oct 2025)
  • TrinityBridge Limited

    FRN 119329

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 11 Jun 2010)
  • Place Campbell TrinityBridge Limited

    FRN 218893

    • (5)Employed By (since 6 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Place Campbell TrinityBridge Limited

  2. controlled function added: (5)Employed By at Place Campbell TrinityBridge Limited