Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
    • [FCA CF] Client dealing (since 17 Oct 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 29 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2023)
    • [FCA CF] Client dealing (since 7 Sep 2023)
    • (6)Employed By (since 29 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (27 Jul 2021 to 9 Jun 2023)
    • CF30 Customer (7 Jul 2021 to 9 Jun 2023)
  • Crown Wealth Ltd (no longer approved here)

    FRN 493766

    • Employed By (7 Jul 2021 to 9 Jun 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 28 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (10 Nov 2016 to 1 Jul 2018)
    • CF30 Customer (15 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Place Campbell TrinityBridge Limited

  2. controlled function added: (6)Employed By at Place Campbell TrinityBridge Limited