Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PMN Financial Management LLP
FRN 829204
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
- [FCA CF] Client dealing (since 27 Oct 2025)
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TrinityBridge Limited
FRN 119329
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 4 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (20 Jun 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.