Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2025)
- [FCA CF] Significant management (9 Dec 2019 to 27 May 2025)
- SMF3 Executive Director (9 Dec 2019 to 9 May 2025)
- CF1 Director (21 Feb 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Oct 2023)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2023)
- [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (19 Aug 2019 to 8 Dec 2019)
- CF4 Partner (19 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 24 Dec 2010)
- CF21 Investment Adviser (6 Aug 2004 to 31 Oct 2007)
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- CF2 Non Executive Director (1 Dec 2001 to 5 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.