Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Homecroft Financial Management Limited (no longer approved here)

    FRN 146719

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 9 May 2025)
    • CF1 Director (21 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
  • PMN Financial Management LLP (no longer approved here)

    FRN 829204

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
    • CF4 Partner (19 Aug 2019 to 8 Dec 2019)
  • Westerby Investment Management Limited (no longer approved here)

    FRN 125286

    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF21 Investment Adviser (6 Aug 2004 to 31 Oct 2007)
  • David Cope and Partners Limited (no longer approved here)

    FRN 147395

    • CF2 Non Executive Director (1 Dec 2001 to 5 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.