Homecroft Financial Management Limited

• Principal Place of Business

  Homecroft House

  58 Station Road West

  Oxted

  Surrey

  RH8 9EU

  UNITED KINGDOM

  Phone

  +4401883338467

  Web

  https://www.homecroftwealth.co.uk

• Complaints Contact

  Homecroft House

  58 Station Road West

  Oxted

  Surrey

  RH8 9EU

  UNITED KINGDOM

  Phone

  +4401883338467

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to not brokering credit for the purpose of increasing the funds available for investment.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages and second charge mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Benjamin George Law

  IRN BGL01005

  • CF11 Money Laundering Reporting (22 May 2009 to 1 Jun 2011)
  • CF10 Compliance Oversight (22 May 2009 to 1 Jun 2011)
  • CF30 Customer (1 Nov 2007 to 13 Jul 2012)
  • CF1 Director (13 Apr 2007 to 13 Jul 2012)
  • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
• Hazel Lilian Mayho

  IRN HLM01023

  • CF11 Money Laundering Reporting (4 Apr 2005 to 19 Apr 2006)
  • CF8 Apportionment and Oversight (4 Apr 2005 to 19 Apr 2006)
  • Responsible for Insurance Mediation (4 Apr 2005 to 19 Apr 2006)
  • CF10 Compliance Oversight (4 Apr 2005 to 19 Apr 2006)
  • CF1 Director (1 Dec 2001 to 19 Apr 2006)
• Jack Law

  IRN JXL00075

  • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
  • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
• James Kenneth Wall

  IRN JKW01034

  • CF30 Customer (3 Jun 2013 to 24 Apr 2019)
• John Godding

  IRN JPG00001

  • SMF3 Executive Director (9 Dec 2019 to 9 May 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 27 May 2025)
  • CF1 Director (21 Feb 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
• John Michael Odell Winch

  IRN JMW00019

  • CF1 Director (1 Dec 2001 to 4 Jul 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
• John Millard

  IRN JXM00699

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 17 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Michael Joseph O'Leary

  IRN MJO00005

  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Mar 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Mar 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Mar 2005)
  • CF1 Director (1 Dec 2001 to 30 Mar 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 30 Mar 2005)
• Michael Patrick Kennedy

  IRN MPK01043

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Significant management (9 Dec 2019 to 18 Dec 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Dec 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Dec 2025)
  • [PRA CF] Key function holder (9 Dec 2019 to 18 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 18 Dec 2025)
  • CF11 Money Laundering Reporting (17 Jun 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Jun 2011 to 8 Dec 2019)
  • CF1 Director (17 Nov 2010 to 8 Dec 2019)
  • CF30 Customer (20 Mar 2008 to 8 Dec 2019)
• Robert Joseph Newark

  IRN RJN00006

  • CF30 Customer (1 Nov 2007 to 28 Aug 2019)
  • CF24 Pension Transfer Specialist (25 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
  • CF1 Director (7 Aug 2006 to 28 Aug 2019)

• Robert Joseph Newark (no longer appointed)

  FRN 531116 · Appointed 6 Sep 2010 · Until 1 Jul 2014

• Homecroft Cavendish Mortgages Limited (no longer appointed)

  FRN 472277 · Appointed 1 Sep 2007 · Until 31 Aug 2010

No changes recorded yet.