Benjamin George Law

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • White House Capital Management Ltd

    FRN 219194

    • Employed By (since 27 Jun 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Aug 2012)
    • CF1 Director (AR) (16 Aug 2012 to 2 Jul 2024)
  • BGL Wealth Ltd (no longer approved here)

    FRN 584970

    • Employed By (16 Aug 2012 to 3 Jul 2024)
  • Homecroft Financial Management Limited (no longer approved here)

    FRN 146719

    • CF11 Money Laundering Reporting (22 May 2009 to 1 Jun 2011)
    • CF10 Compliance Oversight (22 May 2009 to 1 Jun 2011)
    • CF30 Customer (1 Nov 2007 to 13 Jul 2012)
    • CF1 Director (13 Apr 2007 to 13 Jul 2012)
    • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • CF21 Investment Adviser (2 Feb 2005 to 29 Apr 2006)
    • CF22 Investment Adviser (Trainee) (13 Aug 2003 to 1 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.