Mark Anthony Slack

• PMN Financial Management LLP

  FRN 829204

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
  • [FCA CF] Client dealing (since 4 Nov 2025)
• TrinityBridge Limited

  FRN 119329

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (18 May 2018 to 8 Dec 2019)
• Atherton & Associates Wealth Management Ltd (no longer approved here)

  FRN 481858

  • Employed By (30 Jan 2013 to 12 Jan 2018)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (2 Mar 2009 to 12 Jan 2018)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 24 Feb 2009)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 5 Jun 2003)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF21 Investment Adviser (11 Nov 2002 to 28 Mar 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)

No changes recorded yet.