Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PMN Financial Management LLP
FRN 829204
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
- [FCA CF] Client dealing (since 21 Jan 2026)
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TrinityBridge Limited
FRN 119329
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
- [FCA CF] Client dealing (since 14 Jun 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Apr 2023)
- CF30 Customer (2 Jan 2018 to 23 Apr 2023)
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- CF30 Customer (1 Oct 2016 to 14 Dec 2017)
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- CF30 Customer (9 Apr 2014 to 2 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.