Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
    • [FCA CF] Client dealing (since 21 Jan 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
    • [FCA CF] Client dealing (since 14 Jun 2023)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Apr 2023)
    • CF30 Customer (2 Jan 2018 to 23 Apr 2023)
  • Schaefer Financial Management Limited (no longer approved here)

    FRN 608960

    • CF30 Customer (1 Oct 2016 to 14 Dec 2017)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (9 Apr 2014 to 2 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.