Gerard Hugh McCaffrey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PMN Financial Management LLP

    FRN 829204

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
    • [FCA CF] Client dealing (since 16 Oct 2025)
  • TrinityBridge Limited

    FRN 119329

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2023)
  • ERG FINANCIAL PLANNING LTD (no longer approved here)

    FRN 533548

    • CF1 Director (AR) (23 Nov 2021 to 12 Jan 2023)
    • [FCA CF] Functions requiring qualifications (20 Sep 2021 to 16 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 16 Jan 2023)
    • CF30 Customer (20 Sep 2021 to 12 Jan 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (6 Feb 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (6 Feb 2020 to 7 Apr 2021)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Mar 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 3 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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