James Ballinger

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PMN Financial Management LLP

    FRN 829204

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 16 Oct 2025)
    • [FCA CF] Client dealing (since 16 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
  • TrinityBridge Limited

    FRN 119329

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
    • [FCA CF] Manager of certification employee (since 24 Nov 2020)
    • [FCA CF] Client dealing (since 24 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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