Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Nov 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2022)
    • [FCA CF] Manager of certification employee (since 15 Sep 2022)
    • [FCA CF] Client dealing (since 15 Sep 2022)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2022)
    • CF30 Customer (9 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.