TrinityBridge Fund Management Limited

• Principal Place of Business

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

  Web

  https://www.trinitybridge.com

• Complaints Contact

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments.
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractually based investments.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Limited to authorised unit trust box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alan Joseph Sippetts

  IRN AJS01579

  • CF2 Non Executive Director (28 Jun 2019 to 8 Dec 2019)
• Andrew James Metcalf

  IRN AJM01800

  • [FCA CF] Material risk taker (since 13 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Apr 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 12 Apr 2021)
• Andrew Thomas

  IRN AXT01801

  • SMF3 Executive Director (since 5 Jun 2025)
  • SMF4 Chief Risk (since 17 Jun 2024)
  • SMF16 Compliance Oversight (since 17 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jun 2024)
  • CF1 Director (29 Apr 2013 to 5 Jun 2015)
• Andrew William Cumming

  IRN AWC00014

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 8 Sep 2021)
  • CF29 Significant management (9 Apr 2018 to 8 Dec 2019)
• Anna Constantine Nicolaidou

  IRN AXN00256

  • [FCA CF] Material risk taker (4 Aug 2022 to 16 Jan 2024)
  • [FCA CF] Significant management (4 Aug 2022 to 16 Jan 2024)
• Anne-Marie Katherine Cunnold

  IRN AXC01665

  • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
  • CF27 Investment Management (20 Sep 2005 to 31 Oct 2007)
• Bridget Ann Macaskill

  IRN BAM01113

  • SMF7 Group Entity Senior Manager (7 Apr 2020 to 17 Nov 2022)
• Catherine Jane Parry

  IRN CJB01402

  • SMF2 Chief Finance (9 Dec 2019 to 13 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2026)
  • CF1 Director (23 Jul 2019 to 8 Dec 2019)
• Charlotte Jayne Collard

  IRN CXC06051

  • SMF18 Other Overall Responsibility (since 9 Dec 2019)
  • CF29 Significant management (21 Sep 2018 to 8 Dec 2019)
• Charlotte Louise Samuelson

  IRN CLS01147

  • SMF7 Group Entity Senior Manager (7 Apr 2020 to 31 May 2022)

No changes recorded yet.