Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TrinityBridge Limited
FRN 119329
- 14. Managing investments
- [FCA CF] Client dealing (since 13 Apr 2022)
- [FCA CF] Functions requiring qualifications (since 13 Apr 2022)
- [FCA CF] Manager of certification employee (since 31 Mar 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 12 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2021)
- CF30 Customer (23 Nov 2017 to 8 Dec 2019)
-
TrinityBridge Fund Management Limited
FRN 175827
- [FCA CF] Material risk taker (since 13 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 12 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.