Andrew William Cumming

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (29 Jul 2021 to 20 Sep 2021)
    • [FCA CF] Client dealing (29 Jul 2021 to 20 Sep 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 8 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Sep 2021)
    • CF1 Director (AR) (19 Dec 2016 to 8 Sep 2021)
    • Responsible for Insurance Mediation (28 Jul 2016 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Sep 2021)
    • CF29 Significant management (19 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (13 Dec 2011 to 8 Sep 2021)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 8 Sep 2021)
    • CF29 Significant management (9 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.