Date authorised
23 October 2020
Companies House
OC426081
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newburn House, Gateway West
    Newburn Riverside
    Newcastle upon Tyne
    Tyne and Wear
    NE15 8NX
    UNITED KINGDOM
    Phone
    +4401915008807
  • Complaints Contact

    Newburn House, Gateway West
    Newburn Riverside
    Newcastle upon Tyne
    Tyne and Wear
    NE15 8NX
    UNITED KINGDOM
    Phone
    +4401912424876

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashcon Malek

    IRN AXM05645

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
  • Brian Charles Shearing

    IRN BCS01038

    • [FCA CF] Client dealing (8 Mar 2021 to 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 20 Dec 2024)
    • SMF27 Partner (23 Oct 2020 to 20 Dec 2024)
  • Christine Ann Montgomery

    IRN CAM01085

    • Director of firm who is not a certification employee or a SMF manager (4 Jan 2022 to 21 Dec 2022)
  • Clara Dunne

    IRN CXD01734

    • Director of firm who is not a certification employee or a SMF manager (6 Nov 2020 to 31 Dec 2021)
  • Daryl Gaddi

    IRN DXG00550

    • [FCA CF] Significant management (since 27 Jun 2024)
    • [FCA CF] Material risk taker (since 27 Jun 2024)
  • Fiona Alison Laver

    IRN FAL01009

    • Director of firm who is not a certification employee or a SMF manager (since 4 May 2023)
  • Helen Margaret Webster

    IRN HMW01037

    • SMF27 Partner (since 6 Feb 2026)
    • [FCA CF] Significant management (27 Jun 2024 to 6 Feb 2026)
    • [FCA CF] Material risk taker (27 Jun 2024 to 6 Feb 2026)
  • Henrietta Jowitt

    IRN HXJ01082

    • SMF27 Partner (since 28 Nov 2024)
    • SMF1 Chief Executive (since 28 Nov 2024)
  • Iain Paul Wallace

    IRN IPW01012

    • SMF27 Partner (24 May 2024 to 31 Dec 2025)
    • SMF16 Compliance Oversight (24 May 2024 to 31 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2024 to 14 Jan 2025)
  • James Michael Martin

    IRN JMM01196

    • SMF27 Partner (since 23 Oct 2020)
    • SMF9 Chair of the Governing Body (since 23 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.