Brian Charles Shearing

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Administration LLP (no longer approved here)
FRN 924423
- [FCA CF] Client dealing (8 Mar 2021 to 20 Dec 2024)
- [FCA CF] Functions requiring qualifications (8 Mar 2021 to 20 Dec 2024)
- SMF27 Partner (23 Oct 2020 to 20 Dec 2024)
PSG SIPP Limited (no longer approved here)
FRN 514654
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
- CF10 Compliance Oversight (19 Oct 2010 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.