PSG SIPP Limited

• Principal Place of Business

  Adam Henry Stephens of S&W Partners LLP

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

• Complaints Contact

  Christopher Allen of S&W Partners LLP

  14th Floor

  103 Colmore Row

  Birmingham

  B3 3AG

  UNITED KINGDOM

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Runs Personal Pensions

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Abigail House

  IRN AXH00807

  • [FCA CF] Material risk taker (28 Sep 2022 to 25 Oct 2024)
• Bernadette Clensey

  IRN BXC00217

  • [FCA CF] Material risk taker (1 Jan 2021 to 25 Oct 2024)
• Brian Charles Shearing

  IRN BCS01038

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
  • CF10 Compliance Oversight (19 Oct 2010 to 8 Dec 2019)
• Chris Perry

  IRN CXP00346

  • [FCA CF] Material risk taker (22 Nov 2020 to 25 Oct 2024)
• Duncan Parsons

  IRN DXP01683

  • SMF3 Executive Director (since 18 Jun 2021)
  • SMF16 Compliance Oversight (since 18 Jun 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (13 Sep 2018 to 8 Dec 2019)
  • CF1 Director (19 Oct 2010 to 13 Sep 2018)
• Eleanor Preece

  IRN EXP00247

  • [FCA CF] Material risk taker (1 Apr 2023 to 25 Oct 2024)
• Joanne Astley

  IRN JXA00342

  • [FCA CF] Material risk taker (23 Nov 2021 to 25 Oct 2024)
• Laura Bevis

  IRN LXB00348

  • [FCA CF] Material risk taker (30 Nov 2020 to 25 Oct 2024)
• Lucy Wadcock

  IRN LXW00216

  • [FCA CF] Material risk taker (13 Jul 2020 to 25 Oct 2024)
• Michael Phillip Baker

  IRN MPB01152

  • SMF3 Executive Director (9 Dec 2019 to 1 May 2022)
  • CF1 Director (19 Oct 2010 to 8 Dec 2019)

No changes recorded yet.