PSG SIPP Limited

• Principal Place of Business

  Adam Henry Stephens of S&W Partners LLP

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

• Complaints Contact

  Christopher Allen of S&W Partners LLP

  14th Floor

  103 Colmore Row

  Birmingham

  B3 3AG

  UNITED KINGDOM

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Runs Personal Pensions

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Michele Tilley

  IRN MXT00322

  • [FCA CF] Material risk taker (23 Nov 2021 to 31 Mar 2022)
• Natalie Suzanne Pike

  IRN NSP01049

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
  • CF1 Director (3 Jul 2015 to 8 Dec 2019)
• Pam Deacock

  IRN PXD00234

  • [FCA CF] Material risk taker (23 Nov 2021 to 25 Oct 2024)
• Pearl Belcher

  IRN PXB00401

  • [FCA CF] Material risk taker (23 Dec 2019 to 25 Oct 2024)
• Rebecca Sarah Gumbrell

  IRN RXG00533

  • [FCA CF] Material risk taker (1 Jan 2023 to 25 Oct 2024)
• Stephen Neil Fox

  IRN SNF01014

  • CF1 Director (19 Oct 2010 to 28 May 2018)
  • CF11 Money Laundering Reporting (19 Oct 2010 to 28 May 2018)
• Tina Dawn Gilmartin

  IRN TDG01019

  • CF2 Non Executive Director (19 Oct 2010 to 9 Mar 2014)
• Wendy Whiting

  IRN WXP00045

  • [FCA CF] Material risk taker (23 Dec 2019 to 6 Mar 2024)

No changes recorded yet.