Date authorised
23 October 2020
Companies House
OC426081
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newburn House, Gateway West
    Newburn Riverside
    Newcastle upon Tyne
    Tyne and Wear
    NE15 8NX
    UNITED KINGDOM
    Phone
    +4401915008807
  • Complaints Contact

    Newburn House, Gateway West
    Newburn Riverside
    Newcastle upon Tyne
    Tyne and Wear
    NE15 8NX
    UNITED KINGDOM
    Phone
    +4401912424876

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith William McDonald

    IRN KWM01007

    • [FCA CF] Client dealing (8 Mar 2021 to 13 Aug 2025)
    • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 13 Aug 2025)
    • SMF27 Partner (23 Oct 2020 to 31 Dec 2024)
  • Louise Margaret Blagbrough

    IRN LMB01074

    • [FCA CF] Significant management (27 Jun 2024 to 30 Sep 2024)
    • [FCA CF] Material risk taker (27 Jun 2024 to 30 Sep 2024)
  • Neil Andrew Johnson

    IRN NAJ00010

    • SMF1 Chief Executive (23 Oct 2020 to 28 Feb 2023)
    • SMF27 Partner (23 Oct 2020 to 28 Feb 2023)
  • Nikita Coutanche

    IRN NXC00427

    • [FCA CF] Significant management (since 27 Jun 2024)
    • [FCA CF] Material risk taker (since 27 Jun 2024)
  • Peter Coward

    IRN PXC02398

    • Director of firm who is not a certification employee or a SMF manager (23 Oct 2020 to 1 Aug 2025)
  • Sam Anthony Watson

    IRN SXW00489

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jan 2025)
  • Simon Peter White

    IRN SPW01060

    • Director of firm who is not a certification employee or a SMF manager (since 4 Jan 2022)
  • Steven Martz

    IRN SXM03128

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Nov 2022 to 24 Aug 2023)
    • SMF16 Compliance Oversight (28 Nov 2022 to 24 Aug 2023)
  • Thomas Morton

    IRN TXM00710

    • SMF16 Compliance Oversight (since 1 Jan 2026)
  • Thomas William Finch

    IRN TWF01027

    • SMF27 Partner (28 Nov 2022 to 15 Dec 2023)
    • SMF16 Compliance Oversight (23 Oct 2020 to 15 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Oct 2020 to 28 Nov 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.