Thomas William Finch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HBL BANK UK LIMITED
FRN 188585
- [FCA CF] CASS oversight function (since 1 Apr 2026)
True Potential Administration LLP (no longer approved here)
FRN 924423
- SMF27 Partner (28 Nov 2022 to 15 Dec 2023)
- SMF16 Compliance Oversight (23 Oct 2020 to 15 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Oct 2020 to 28 Nov 2022)
CACEIS Bank (no longer approved here)
FRN 622691
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Dec 2016 to 16 Nov 2018)
- SMF21 EEA Branch Senior Manager (EBSM) (8 Dec 2016 to 16 Nov 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.