Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (23 Oct 2020 to 28 Feb 2023)
- SMF27 Partner (23 Oct 2020 to 28 Feb 2023)
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- SMF27 Partner (9 Dec 2019 to 28 Feb 2023)
- CF4 Partner (15 May 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (15 May 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Jun 2012 to 5 Nov 2012)
- CF10 Compliance Oversight (6 Jun 2012 to 5 Nov 2012)
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- CF4 Partner (6 Jan 2015 to 1 Mar 2019)
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- CF8 Apportionment and Oversight (7 Apr 2006 to 30 Sep 2007)
- CF3 Chief Executive (7 Apr 2006 to 30 Sep 2007)
- CF13 Finance (7 Apr 2006 to 21 Mar 2007)
- CF1 Director (1 Dec 2001 to 30 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.