Christopher Oliver

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WAY Fund Managers Limited (no longer approved here)
FRN 194147
- SMF16 Compliance Oversight (27 Jun 2022 to 30 Sep 2025)
- SMF3 Executive Director (27 Jun 2022 to 1 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jun 2022)
- CF11 Money Laundering Reporting (18 Apr 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Apr 2017 to 8 Dec 2019)
Investment and Tax Advisory Services Limited (no longer approved here)
FRN 209529
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2021)
- CF10 Compliance Oversight (8 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Jul 2019 to 8 Dec 2019)
Fundrock Partners Limited (no longer approved here)
FRN 469278
- CF11 Money Laundering Reporting (18 Apr 2017 to 27 Nov 2017)
- CF10 Compliance Oversight (18 Apr 2017 to 27 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.