Fundrock Partners Limited

Date authorised
1 April 2013
Companies House
04162989
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hamilton Centre
    Rodney Way
    Chelmsford
    Essex
    CM1 3BY
    UNITED KINGDOM
    Phone
    +441245398950
    Web
    http://www.fundrock.com

  • Complaints Contact

    Hamilton Centre
    Rodney Way
    Chelmsford
    CM1 3BY
    UNITED KINGDOM
    Phone
    +441245398950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Cran

    IRN AXC01116

    • [FCA CF] Significant management (since 26 Jul 2023)
  • Adrian James McCrory

    IRN AJM01543

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2024)
    • SMF16 Compliance Oversight (since 16 Feb 2024)
  • Alexander Charles Deptford

    IRN CAD01072

    • SMF3 Executive Director (since 16 Sep 2024)
  • Andrew Stefan Wawrzyniak

    IRN ASW01143

    • CF10a CASS Oversight function (23 Nov 2015 to 27 Nov 2017)
  • Ann Lindsay Roughead

    IRN ALR01043

    • CF2 Non Executive Director (1 Nov 2018 to 17 Jun 2019)
  • Brian John Archer

    IRN BJA01042

    • CF1 Director (19 Dec 2008 to 21 Dec 2013)
    • CF11 Money Laundering Reporting (19 Dec 2008 to 21 Dec 2013)
    • CF10 Compliance Oversight (19 Dec 2008 to 21 Dec 2013)
  • Charles Martin Garthwaite

    IRN CMG01073

    • CF1 Director (9 Oct 2014 to 27 Feb 2015)
    • CF3 Chief Executive (9 Oct 2014 to 27 Feb 2015)
  • Christopher Oliver

    IRN CXO01319

    • CF11 Money Laundering Reporting (18 Apr 2017 to 27 Nov 2017)
    • CF10 Compliance Oversight (18 Apr 2017 to 27 Nov 2017)
  • Christopher Roy Spencer

    IRN CRS01124

    • CF1 Director (3 Nov 2017 to 31 Aug 2018)
  • Clive John Shelton

    IRN CJS00010

    • CF1 Director (30 Oct 2007 to 26 Feb 2009)
    • CF11 Money Laundering Reporting (30 Oct 2007 to 26 Feb 2009)
    • CF10 Compliance Oversight (30 Oct 2007 to 26 Feb 2009)
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Recent activity

Updates to this firm's record on the FCA register.

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