Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fundrock Partners Limited
FRN 469278
- SMF16 Compliance Oversight (since 16 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2024)
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Apex Fundrock Limited
FRN 469627
- SMF16 Compliance Oversight (since 16 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2024)
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- SMF16 Compliance Oversight (1 Jul 2021 to 31 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2021 to 31 Aug 2023)
- SMF3 Executive Director (1 Jul 2021 to 31 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.