Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (30 Oct 2007 to 26 Feb 2009)
- CF10 Compliance Oversight (30 Oct 2007 to 26 Feb 2009)
- CF11 Money Laundering Reporting (30 Oct 2007 to 26 Feb 2009)
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- CF1 Director (7 May 2003 to 22 Jun 2017)
- CF10 Compliance Oversight (10 Feb 2003 to 22 Jun 2017)
- CF11 Money Laundering Reporting (10 Feb 2003 to 5 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.