SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alexander Powell

  IRN AXP00565

  • [FCA CF] Manager of certification employee (28 Jan 2022 to 10 Oct 2022)
  • [FCA CF] Significant management (28 Jan 2022 to 10 Oct 2022)
• Allison Mitchell

  IRN AXM00573

  • [FCA CF] Significant management (1 Feb 2020 to 31 May 2023)
• Andrew Charles Hume

  IRN ACH01110

  • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2021)
  • CF1 Director (23 Jan 2019 to 8 Dec 2019)
• Andrew Michael Cork

  IRN AMC01145

  • CF10 Compliance Oversight (3 May 2016 to 26 Sep 2018)
• Andrew William Hamilton

  IRN AXH00361

  • [FCA CF] Manager of certification employee (1 Oct 2022 to 1 Aug 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
• Anthony Caesar Caiafa

  IRN AXC00924

  • SMF3 Executive Director (22 Dec 2022 to 15 Apr 2025)
• Arjun Nair

  IRN AXN00098

  • [FCA CF] Significant management (6 Jul 2020 to 1 Mar 2024)
• Bradley Miln

  IRN BXM00452

  • [FCA CF] Significant management (since 21 Jun 2024)
• Brian Edward Sweeney

  IRN BXS07733

  • SMF3 Executive Director (9 Dec 2019 to 30 May 2024)
  • CF1 Director (4 Dec 2018 to 8 Dec 2019)
• Brian Smith

  IRN BXS00159

  • [FCA CF] Manager of certification employee (1 Jun 2021 to 8 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Jul 2022)

No changes recorded yet.