SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carl Wharton

  IRN CXW00654

  • [FCA CF] CASS oversight function (since 15 Apr 2024)
  • [FCA CF] Significant management (since 15 Apr 2024)
• Charles Henry Eppinger

  IRN CHE01003

  • CF8 Apportionment and Oversight (1 Dec 2001 to 9 May 2008)
  • CF1 Director (1 Dec 2001 to 9 May 2008)
  • CF3 Chief Executive (1 Dec 2001 to 20 Jun 2005)
• Charles Richard Berry

  IRN CRB01084

  • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
• Christine Nott

  IRN CXN00075

  • [FCA CF] Significant management (9 Dec 2019 to 21 Feb 2023)
• Christopher Paul Selden

  IRN CPS01100

  • CF10 Compliance Oversight (4 Mar 2013 to 3 May 2016)
• Clive John Shelton

  IRN CJS00010

  • CF1 Director (7 May 2003 to 22 Jun 2017)
  • CF11 Money Laundering Reporting (10 Feb 2003 to 5 Feb 2013)
  • CF10 Compliance Oversight (10 Feb 2003 to 22 Jun 2017)
• Collette Kelly

  IRN CXK00069

  • [FCA CF] Manager of certification employee (1 Apr 2021 to 21 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2022)
• Damian McAree

  IRN DXM01184

  • [FCA CF] Significant management (since 1 May 2025)
• Damien Anthony Barry

  IRN DXB00612

  • SMF3 Executive Director (26 May 2022 to 1 Mar 2026)
  • SMF1 Chief Executive (26 May 2022 to 1 Mar 2026)
• David Hamilton-Brown

  IRN DXH01538

  • CF1 Director (20 May 2004 to 24 Dec 2013)

No changes recorded yet.