SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Mark Berry

  IRN DMB01260

  • [FCA CF] Significant management (1 Oct 2022 to 7 Dec 2022)
• Deborah Hazel

  IRN DXH00322

  • [FCA CF] Significant management (since 9 Dec 2019)
• Deborah Jane Ives

  IRN DXI00001

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jun 2024 to 31 Dec 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
• Deborah Petherbridge

  IRN DXP00562

  • [FCA CF] Significant management (since 6 Dec 2023)
• Declan Gerard McCarthy

  IRN DXM01019

  • SMF3 Executive Director (3 May 2024 to 1 Mar 2026)
  • [FCA CF] Significant management (30 Nov 2022 to 26 Mar 2026)
  • [FCA CF] Manager of certification employee (30 Nov 2022 to 26 Mar 2026)
• Elizabeth Glasgow

  IRN EXG00201

  • [FCA CF] Significant management (1 Aug 2023 to 8 Dec 2023)
• Eoin Lyons

  IRN EXL01349

  • [FCA CF] Manager of certification employee (since 25 Nov 2024)
• Eric Rocks

  IRN EXR00273

  • [FCA CF] Significant management (since 3 Dec 2025)
  • [FCA CF] Manager of certification employee (since 3 Dec 2025)
• George Graeme Dobbie

  IRN GXD00201

  • [FCA CF] Significant management (7 Jun 2021 to 1 Mar 2024)
• Gillian Gibson

  IRN GXG00094

  • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2024)

No changes recorded yet.