SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Graham Davies

  IRN GXD00455

  • [FCA CF] Significant management (since 3 Dec 2025)
• Huw Foley

  IRN HXF00054

  • [FCA CF] Significant management (1 Jun 2021 to 21 Dec 2022)
• Ian Charles Harris

  IRN ICH01010

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 May 2003)
• Ian Richard Harris

  IRN IRH01039

  • CF16 Significant Mgt (Desgntd Investment Business) (14 Mar 2002 to 19 May 2003)
• James Scott Phalen

  IRN JSP01109

  • CF2 Non Executive Director (19 Aug 2009 to 12 Jul 2010)
• Jan Welsh

  IRN JXW00366

  • [FCA CF] Significant management (9 Dec 2019 to 20 Dec 2023)
• Jane Brown

  IRN JXB01197

  • [FCA CF] Significant management (1 Oct 2022 to 1 Aug 2023)
• Janna Poll

  IRN JXP01162

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
• Joanne Jones

  IRN JXJ01245

  • [FCA CF] Significant management (28 Apr 2020 to 27 May 2022)
• Jodie Timbrell

  IRN JXT00781

  • [FCA CF] Significant management (7 May 2025 to 5 Mar 2026)

No changes recorded yet.