SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• John Bellone

  IRN JXB03975

  • SMF3 Executive Director (since 15 Apr 2025)
• John Charles Lewis

  IRN JCL01035

  • CF17 Significant Mgt (Other Business Operations) (2 Apr 2002 to 9 Apr 2002)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 May 2003)
• John Scott

  IRN JXS88251

  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Nov 2020 to 8 Mar 2024)
• Jonathan Andrew Hammond

  IRN JXH01009

  • [FCA CF] Significant management (11 Nov 2022 to 16 Feb 2024)
• Jonathan Crees

  IRN JXC00476

  • [FCA CF] Significant management (since 1 Jul 2020)
• Jonathan James Willis

  IRN JJW01032

  • CF1 Director (10 Apr 2006 to 21 Sep 2010)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2003 to 19 May 2003)
• Joseph Cesidio Antonellis

  IRN JCA01084

  • CF2 Non Executive Director (9 Jun 2010 to 21 Feb 2013)
• Joseph Lawrence Hooley

  IRN JLH01056

  • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Apr 2003)
  • CF1 Director (1 Dec 2001 to 22 Apr 2003)
• Jude Christopher Metcalfe

  IRN JXM00903

  • SMF3 Executive Director (1 Feb 2022 to 30 Oct 2024)
  • [FCA CF] Manager of certification employee (22 Oct 2021 to 1 Feb 2022)
  • [FCA CF] Significant management (22 Oct 2021 to 1 Feb 2022)
• Kailash Gupta

  IRN KXG00113

  • [FCA CF] Significant management (1 Jul 2020 to 1 Mar 2024)

No changes recorded yet.