Jonathan James Willis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Manager of certification employee (16 Jan 2023 to 9 Mar 2023)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- CF1 Director (22 Jul 2011 to 26 Sep 2014)
Fundrock Partners Limited (no longer approved here)
FRN 469278
- CF1 Director (30 Oct 2007 to 21 Sep 2010)
SS&C Financial Services Europe Limited (no longer approved here)
FRN 161227
- CF1 Director (10 Apr 2006 to 21 Sep 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2003 to 19 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.