SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Karen Elizabeth Clark

  IRN KEC01032

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Mar 2020)
  • CF11 Money Laundering Reporting (5 Feb 2013 to 8 Dec 2019)
• Kate Westacott

  IRN KXW00183

  • [FCA CF] Significant management (1 Apr 2021 to 21 Jun 2024)
• Kerrie Claire Fleetwood

  IRN KCF01011

  • SMF3 Executive Director (since 23 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (6 Feb 2013 to 8 Dec 2019)
• Kevin John O'Neill

  IRN KJO01015

  • CF17 Significant Mgt (Other Business Operations) (4 Mar 2002 to 17 Mar 2003)
• Kim Kendall

  IRN KXK00465

  • [FCA CF] Significant management (5 Feb 2025 to 4 Feb 2026)
• Kim Spearing

  IRN KXS00506

  • [FCA CF] Significant management (18 Nov 2022 to 27 Nov 2023)
• Lois Yvette McLean

  IRN LYM01000

  • CF1 Director (21 Jun 2005 to 3 Dec 2018)
• Matthew Kemp

  IRN MXK00084

  • [FCA CF] Significant management (since 18 Mar 2026)
  • [FCA CF] Manager of certification employee (since 18 Mar 2026)
  • SMF3 Executive Director (23 Dec 2020 to 1 Mar 2026)
• Matthew Stuart Brown

  IRN MSB01070

  • CF3 Chief Executive (6 Feb 2013 to 13 May 2016)
  • CF1 Director (22 Apr 2008 to 13 May 2016)
• Matthew Temple

  IRN NXT00168

  • [FCA CF] Significant management (since 3 Oct 2022)

No changes recorded yet.