SS&C Financial Services Europe Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
SS&C HouseSaint Nicholas LaneBasildonEssexSS15 5FSUNITED KINGDOM- Phone
- +4407887925293
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Complaints Contact
SS&CSaint Nicholas HouseBasildonEssexSS15 5FSUNITED KINGDOM- Phone
- +4407887925293
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
- · Limited to dealing-only activities.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Max Goode
IRN MXG00590
- [FCA CF] Significant management (since 1 Mar 2023)
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Megan Claire Rosalind Webster
IRN MXW00742
- SMF3 Executive Director (3 Oct 2023 to 30 Apr 2025)
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Michael Sleightholme
IRN MXS00357
- SMF3 Executive Director (26 Mar 2021 to 30 Jun 2021)
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Michael Stoneley
IRN MXS01336
- CF1 Director (13 May 2003 to 29 Sep 2017)
- CF13 Finance (1 Dec 2001 to 13 May 2003)
- CF14 Risk Assessment (1 Dec 2001 to 13 May 2003)
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Michael Young
IRN MXY00035
- [FCA CF] Significant management (1 Nov 2020 to 31 Jul 2021)
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Niall Gallagher
IRN NXG01342
- CF10 Compliance Oversight (6 Feb 2013 to 22 Jun 2017)
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Nicholas Paul Wright
IRN NPW01051
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (4 Aug 2020 to 27 May 2022)
- CF1 Director (6 Apr 2017 to 8 Dec 2019)
- CF3 Chief Executive (6 Apr 2017 to 6 Jul 2018)
- CF2 Non Executive Director (20 Sep 2016 to 10 Apr 2017)
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Nigel Dinning
IRN NXD00107
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
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Nigel Jenkinson
IRN NXJ00057
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
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Norman Roy King
IRN NRK01006
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 May 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.