Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
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- CF1 Director (23 Nov 2004 to 31 Oct 2005)
- CF10 Compliance Oversight (7 Oct 2003 to 31 Oct 2005)
- CF11 Money Laundering Reporting (7 Oct 2003 to 31 Oct 2005)
- CF23 Corporate Finance Adviser (7 Oct 2003 to 31 Oct 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.