SPARK Advisory Partners Limited

Date authorised
1 April 2013
Companies House
03191370
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Smithfield Business Centre
    5 St John's Lane
    London
    EC1M 4BH
    UNITED KINGDOM
    Phone
    +4402033683550
    Web
    http://www.sparkadvisorypartners.com

  • Complaints Contact

    Smithfield Business Centre
    5 St John's Lane
    London
    EC1M 4BH
    UNITED KINGDOM
    Phone
    +4402033683550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Dawes

    IRN AXD00348

    • [FCA CF] Client dealing (1 Jun 2020 to 5 Feb 2025)
  • Andrew Betton

    IRN ADB01178

    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2020)
    • CF10 Compliance Oversight (29 Mar 2011 to 6 Aug 2014)
    • CF11 Money Laundering Reporting (29 Mar 2011 to 6 Aug 2014)
    • CF1 Director (4 Nov 2010 to 8 Dec 2019)
  • Andrew Bruce Carruthers

    IRN ABC01029

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF10 Compliance Oversight (17 Oct 2005 to 7 Jan 2008)
    • CF11 Money Laundering Reporting (17 Oct 2005 to 7 Jan 2008)
    • CF8 Apportionment and Oversight (23 Nov 2004 to 31 Mar 2009)
    • CF3 Chief Executive (23 Nov 2004 to 31 Jan 2011)
    • CF1 Director (1 Dec 2001 to 31 Jan 2011)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew Richard Emmott

    IRN ARE01026

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (28 Jul 2018 to 8 Dec 2019)
  • Anthony David Duffy

    IRN ADD01027

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2002)
  • Charles Richard Berry

    IRN CRB01084

    • CF1 Director (23 Nov 2004 to 31 Oct 2005)
    • CF23 Corporate Finance Adviser (7 Oct 2003 to 31 Oct 2005)
    • CF11 Money Laundering Reporting (7 Oct 2003 to 31 Oct 2005)
    • CF10 Compliance Oversight (7 Oct 2003 to 31 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2005)
  • Gary David Varley

    IRN GDV01003

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2002)
  • Ian Christopher Beaumont

    IRN ICB01044

    • CF27 Investment Management (19 Apr 2002 to 31 Aug 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2002)
  • Jade Bayat

    IRN JXB01555

    • [FCA CF] Client dealing (2 May 2023 to 1 Nov 2025)
  • James Luis Dallas Keeshan

    IRN JLK01067

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Apr 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.