Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 14 Jul 2025)
- SMF3 Executive Director (9 Dec 2019 to 10 Sep 2024)
- CF1 Director (17 Aug 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (25 May 2007 to 31 Oct 2007)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2022)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF27 Investment Management (25 May 2007 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.