Spark Impact Limited

Date authorised
1 April 2013
Companies House
02323420
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Spark Impact Limited
    Suite 6c
    The Plaza 100 Old Hall Street
    Liverpool
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401512364040

  • Complaints Contact

    Suite 6C
    The Plaza Suite 6c The Plaza
    100 Old Hall Street
    Liverpool
    Merseyside
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401512364040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Betton

    IRN ADB01178

    • CF30 Customer (18 May 2016 to 18 Jan 2019)
    • CF10a CASS Oversight function (18 Aug 2014 to 28 Jul 2016)
    • CF10 Compliance Oversight (14 Jul 2014 to 28 Jul 2016)
    • CF11 Money Laundering Reporting (29 Mar 2011 to 22 Feb 2012)
    • CF1 Director (1 Jun 2007 to 26 Jan 2017)
  • Andrew Bruce Carruthers

    IRN ABC01029

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (29 May 2007 to 31 Oct 2007)
    • CF3 Chief Executive (29 May 2007 to 26 Jan 2017)
    • CF1 Director (29 May 2007 to 26 Jan 2017)
    • CF8 Apportionment and Oversight (29 May 2007 to 31 Mar 2009)
  • Andrew Edward Round

    IRN AER01058

    • CF1 Director (5 Jun 2013 to 15 Jun 2016)
    • CF30 Customer (2 Jun 2011 to 15 Jun 2016)
  • Andrew Peter Geoffrey Holmes

    IRN APH01102

    • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
    • CF1 Director (1 Dec 2001 to 16 Apr 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 5 Oct 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 23 May 2007)
  • Anthony David Duffy

    IRN ADD01027

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF27 Investment Management (25 May 2007 to 31 Oct 2007)
  • Carlo Jaime Massari

    IRN CJM01337

    • CF28 Systems and controls (1 Nov 2007 to 30 Nov 2008)
    • CF13 Finance (22 Mar 2007 to 31 Oct 2007)
  • Charles Gee

    IRN CJG01096

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (13 Dec 2004 to 26 Jan 2017)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • David Anthony Grimm

    IRN DAG01196

    • CF30 Customer (9 Feb 2015 to 26 Jan 2017)
  • Henry William Sallitt

    IRN HXS01318

    • CF27 Investment Management (17 May 2005 to 17 Aug 2007)
    • CF1 Director (17 May 2005 to 17 Aug 2007)
  • Iain Charles Stephen Wilcock

    IRN ICW01010

    • CF27 Investment Management (1 Dec 2001 to 30 Mar 2007)
    • CF1 Director (1 Dec 2001 to 30 Mar 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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