Date authorised
1 April 2013
Companies House
02454345
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    62 Dean Street
    London
    W1D 4QF
    UNITED KINGDOM
    Phone
    +4407775557366
  • Complaints Contact

    62 Dean Street
    London
    W1D 4QF
    UNITED KINGDOM
    Phone
    +4407775557366

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Betton

    IRN ADB01178

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (9 Aug 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (18 Aug 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Mar 2011 to 22 Feb 2012)
    • CF11 Money Laundering Reporting (29 Mar 2011 to 22 Feb 2012)
    • CF1 Director (1 Jun 2007 to 8 Dec 2019)
  • Andrew Bruce Carruthers

    IRN ABC01029

    • SMF3 Executive Director (9 Dec 2019 to 29 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 22 Jan 2019)
    • CF3 Chief Executive (29 May 2007 to 22 Jan 2019)
    • CF27 Investment Management (29 May 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (29 May 2007 to 31 Mar 2009)
    • CF1 Director (29 May 2007 to 8 Dec 2019)
  • Andrew Peter Geoffrey Holmes

    IRN APH01102

    • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
    • CF1 Director (1 Dec 2001 to 16 Apr 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 5 Oct 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 23 May 2007)
  • Anthony David Duffy

    IRN ADD01027

    • [FCA CF] Significant management (9 Dec 2019 to 14 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2024)
    • CF1 Director (17 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 May 2007 to 31 Oct 2007)
  • Benjamin Lee

    IRN BSL01033

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Jan 2018 to 8 Dec 2019)
  • Carlo Jaime Massari

    IRN CJM01337

    • CF28 Systems and controls (1 Nov 2007 to 30 Nov 2008)
    • CF13 Finance (22 Mar 2007 to 31 Oct 2007)
  • Charles Gee

    IRN CJG01096

    • SMF3 Executive Director (9 Dec 2019 to 29 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (13 Dec 2004 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Henry William Sallitt

    IRN HXS01318

    • CF27 Investment Management (17 May 2005 to 17 Aug 2007)
    • CF1 Director (17 May 2005 to 17 Aug 2007)
  • Iain Charles Stephen Wilcock

    IRN ICW01010

    • CF1 Director (1 Dec 2001 to 30 Mar 2007)
    • CF27 Investment Management (1 Dec 2001 to 30 Mar 2007)
  • James Dominic Brooke

    IRN JDB01094

    • CF1 Director (25 Nov 2004 to 5 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 5 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.