Date authorised
1 April 2013
Companies House
02454345
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    62 Dean Street
    London
    W1D 4QF
    UNITED KINGDOM
    Phone
    +4407775557366
  • Complaints Contact

    62 Dean Street
    London
    W1D 4QF
    UNITED KINGDOM
    Phone
    +4407775557366

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jayesh Patel

    IRN JXP01262

    • SMF3 Executive Director (9 Dec 2019 to 11 Nov 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Jun 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Jun 2007 to 31 Oct 2007)
  • Jeremy Bruce Milne

    IRN JBM01037

    • CF27 Investment Management (1 Dec 2001 to 17 Aug 2007)
    • CF1 Director (1 Dec 2001 to 17 Aug 2007)
  • John Arthur Spooner

    IRN JAS01271

    • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 16 Apr 2008)
  • Martin Gwynne Williams

    IRN MGW01042

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 May 2013)
  • Nghi Thuy Tran

    IRN NTT00009

    • CF10a CASS Oversight function (15 May 2015 to 5 Aug 2016)
    • CF10 Compliance Oversight (15 May 2015 to 5 Aug 2016)
    • CF11 Money Laundering Reporting (22 Mar 2007 to 27 May 2011)
  • Nicholas Michael Stinton

    IRN NMS01032

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
  • Penelope Rosemary Attridge

    IRN PRA01053

    • CF30 Customer (10 Jan 2008 to 31 Oct 2015)
  • Richard John Drover

    IRN RJD01079

    • CF10 Compliance Oversight (1 Dec 2001 to 9 Mar 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Mar 2007)
    • CF13 Finance (1 Dec 2001 to 9 Mar 2007)
  • Sally Louise Leeson

    IRN SLL01026

    • CF27 Investment Management (1 Dec 2001 to 10 Aug 2004)
  • Sergio Levi

    IRN SXL01519

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF1 Director (22 Nov 2006 to 31 Dec 2010)
    • CF27 Investment Management (18 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.