Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 7 Mar 2025)
  • Quercus Real Assets Limited (no longer approved here)

    FRN 663344

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2020)
    • CF10 Compliance Oversight (3 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2019 to 8 Dec 2019)
  • SilverStreet Capital LLP (no longer approved here)

    FRN 463103

    • CF4 Partner (9 May 2016 to 7 Feb 2019)
    • CF10 Compliance Oversight (9 May 2016 to 7 Feb 2019)
    • CF11 Money Laundering Reporting (9 May 2016 to 7 Feb 2019)
    • CF28 Systems and controls (9 May 2016 to 7 Feb 2019)
  • RJD Partners Limited (no longer approved here)

    FRN 208588

    • CF10a CASS Oversight function (1 Oct 2011 to 4 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 4 Mar 2016)
    • CF13 Finance (19 Mar 2007 to 31 Oct 2007)
    • CF1 Director (19 Mar 2007 to 4 Mar 2016)
    • CF10 Compliance Oversight (19 Mar 2007 to 4 Mar 2016)
    • CF11 Money Laundering Reporting (19 Mar 2007 to 4 Mar 2016)
  • Spark Impact Limited (no longer approved here)

    FRN 143361

    • CF10 Compliance Oversight (1 Dec 2001 to 9 Mar 2007)
    • CF13 Finance (1 Dec 2001 to 9 Mar 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Mar 2007)
  • SPARK Venture Management Limited (no longer approved here)

    FRN 147593

    • CF13 Finance (1 Dec 2001 to 9 Mar 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Mar 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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