Nghi Thuy Tran

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Novastar Ventures Limited
FRN 922790
- SMF16 Compliance Oversight (since 15 Oct 2020)
- SMF3 Executive Director (15 Oct 2020 to 3 Nov 2023)
Spark Impact Limited (no longer approved here)
FRN 143361
- CF11 Money Laundering Reporting (15 May 2015 to 26 Jan 2017)
- CF10a CASS Oversight function (22 Feb 2013 to 30 Jul 2014)
- CF10 Compliance Oversight (27 Feb 2012 to 30 Jul 2014)
SPARK Venture Management Limited (no longer approved here)
FRN 147593
- CF10 Compliance Oversight (15 May 2015 to 5 Aug 2016)
- CF10a CASS Oversight function (15 May 2015 to 5 Aug 2016)
- CF11 Money Laundering Reporting (22 Mar 2007 to 27 May 2011)
SPARK Advisory Partners Limited (no longer approved here)
FRN 182762
- CF11 Money Laundering Reporting (17 Jan 2008 to 27 May 2011)
- CF10 Compliance Oversight (17 Jan 2008 to 27 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.