Date authorised
15 October 2020
Companies House
12230248
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21-27 Lambs Conduit Street
    London
    WC1N 3GS
    UNITED KINGDOM
    Phone
    +447824390835
  • Complaints Contact

    21-27 Lambs Conduit Street
    London
    WC1N 3GS
    UNITED KINGDOM
    Phone
    +447824390835

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Bruce Carruthers

    IRN ABC01029

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (since 15 Oct 2020)
    • SMF1 Chief Executive (since 15 Oct 2020)
  • Brian Odhiambo

    IRN BXO00036

    • [FCA CF] Significant management (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Eric Kacou

    IRN EXK00078

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Kim Sze Tan

    IRN KST01019

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 30 Mar 2021)
  • Lelemba Chitembo Phiri

    IRN LXP00315

    • [FCA CF] Client dealing (since 31 Mar 2023)
  • Nghi Thuy Tran

    IRN NTT00009

    • SMF16 Compliance Oversight (since 15 Oct 2020)
    • SMF3 Executive Director (15 Oct 2020 to 3 Nov 2023)
  • Niraj Varia

    IRN NXV00018

    • [FCA CF] Client dealing (31 Mar 2021 to 30 Aug 2022)
  • Rebecca Starkings

    IRN RLH01091

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Oct 2020)
    • SMF3 Executive Director (15 Oct 2020 to 3 Nov 2023)
  • Sapna Shah

    IRN SXS00552

    • [FCA CF] Significant management (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 30 Mar 2021)
  • Shohei Yamada

    IRN SXY00154

    • Director of firm who is not a certification employee or a SMF manager (since 6 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

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