Date authorised
15 October 2020
Companies House
12230248
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21-27 Lambs Conduit Street
    London
    WC1N 3GS
    UNITED KINGDOM
    Phone
    +447824390835
  • Complaints Contact

    21-27 Lambs Conduit Street
    London
    WC1N 3GS
    UNITED KINGDOM
    Phone
    +447824390835

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Guy Harford

    IRN SGH01092

    • [FCA CF] Client dealing (31 Mar 2021 to 28 Feb 2023)
  • Steven Robert Beck

    IRN SRB01184

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF1 Chief Executive (since 15 Oct 2020)
    • SMF3 Executive Director (since 15 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.