Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 11 Nov 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Dec 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Jun 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Jun 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 26 Jan 2017)
- CF1 Director (1 Jun 2007 to 26 Jan 2017)
- CF27 Investment Management (1 Jun 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 18 Nov 2013)
- CF23 Corporate Finance Adviser (26 Nov 2004 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 18 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.