SPARK Advisory Partners Limited

Date authorised
1 April 2013
Companies House
03191370
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Smithfield Business Centre
    5 St John's Lane
    London
    EC1M 4BH
    UNITED KINGDOM
    Phone
    +4402033683550
    Web
    http://www.sparkadvisorypartners.com

  • Complaints Contact

    Smithfield Business Centre
    5 St John's Lane
    London
    EC1M 4BH
    UNITED KINGDOM
    Phone
    +4402033683550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jayesh Patel

    IRN JXP01262

    • CF30 Customer (1 Nov 2007 to 18 Nov 2013)
    • CF23 Corporate Finance Adviser (26 Nov 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 18 Nov 2013)
  • Joel Darren Plasco

    IRN JDP01058

    • CF1 Director (1 Dec 2001 to 1 Oct 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 May 2002)
  • Katherine Amber Coppock

    IRN KXC00163

    • [FCA CF] Client dealing (13 Jul 2020 to 22 Feb 2022)
  • Mark David Brady

    IRN MDB01080

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Aug 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Aug 2014 to 8 Dec 2019)
    • CF1 Director (17 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (17 Feb 2012 to 8 Dec 2019)
  • Matthew James Davis

    IRN MJD01191

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (17 Feb 2012 to 8 Dec 2019)
    • CF1 Director (17 Feb 2012 to 8 Dec 2019)
    • CF3 Chief Executive (17 Feb 2012 to 21 Feb 2017)
  • Michael Keith Whitaker

    IRN MKW01013

    • CF2 Non Executive Director (30 Jun 2005 to 4 Nov 2010)
    • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2005)
  • Miriam Valerie Greenwood

    IRN MVG01002

    • SMF1 Chief Executive (9 Dec 2019 to 27 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2020)
    • CF3 Chief Executive (4 Dec 2014 to 8 Dec 2019)
    • CF1 Director (20 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2012 to 8 Dec 2019)
  • Neil Richard Baldwin

    IRN NRB01035

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (17 Feb 2012 to 8 Dec 2019)
  • Nghi Thuy Tran

    IRN NTT00009

    • CF10 Compliance Oversight (17 Jan 2008 to 27 May 2011)
    • CF11 Money Laundering Reporting (17 Jan 2008 to 27 May 2011)
  • Ross Falconer Cooper

    IRN RXC00342

    • [FCA CF] Client dealing (since 13 Jul 2020)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.