Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 21 Oct 2008)
    • CF29 Significant management (1 Nov 2007 to 21 Oct 2008)
    • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (16 May 2006 to 21 Oct 2008)
    • CF8 Apportionment and Oversight (16 May 2006 to 31 Oct 2007)
    • CF1 Director (16 May 2006 to 21 Oct 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 May 2006 to 31 Oct 2007)
  • SPARK Advisory Partners Limited (no longer approved here)

    FRN 182762

    • CF1 Director (1 Dec 2001 to 1 Oct 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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