Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 21 Oct 2008)
- CF29 Significant management (1 Nov 2007 to 21 Oct 2008)
- CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
- CF3 Chief Executive (16 May 2006 to 21 Oct 2008)
- CF8 Apportionment and Oversight (16 May 2006 to 31 Oct 2007)
- CF1 Director (16 May 2006 to 21 Oct 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (16 May 2006 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 1 Oct 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 17 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.