Date authorised
1 April 2013
Companies House
03191370
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Smithfield Business Centre
    5 St John's Lane
    London
    EC1M 4BH
    UNITED KINGDOM
    Phone
    +4402033683550
  • Complaints Contact

    Smithfield Business Centre
    5 St John's Lane
    London
    EC1M 4BH
    UNITED KINGDOM
    Phone
    +4402033683550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Christopher Wyndham-Quin

    IRN SCW01104

    • CF1 Director (17 Feb 2012 to 7 Nov 2017)
    • CF30 Customer (17 Feb 2012 to 7 Nov 2017)
  • Susanna Elizabeth Genevieve Freeman

    IRN SEF01036

    • CF10 Compliance Oversight (17 May 2002 to 5 Aug 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Aug 2003)
  • Thomas Teichman

    IRN TAT01009

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF2 Non Executive Director (23 Nov 2004 to 31 Jan 2011)
    • CF1 Director (1 Dec 2001 to 23 Nov 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Vassil Kirtchev

    IRN VXK01294

    • CF30 Customer (12 May 2016 to 8 Dec 2019)
  • Willard Bengt Anders Ahdritz

    IRN WBA01002

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Oct 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.