Fundrock Partners Limited

Date authorised
1 April 2013
Companies House
04162989
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hamilton Centre
    Rodney Way
    Chelmsford
    Essex
    CM1 3BY
    UNITED KINGDOM
    Phone
    +441245398950
    Web
    http://www.fundrock.com

  • Complaints Contact

    Hamilton Centre
    Rodney Way
    Chelmsford
    CM1 3BY
    UNITED KINGDOM
    Phone
    +441245398950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Moffat

    IRN DJM01556

    • CF1 Director (23 May 2008 to 1 Apr 2013)
  • David Maxwell Rossi

    IRN DMR01131

    • CF10a CASS Oversight function (26 Mar 2012 to 1 Apr 2013)
    • CF1 Director (27 May 2008 to 1 Apr 2013)
  • Deepu Venugopal

    IRN DXV14277

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Sep 2023)
    • CF10 Compliance Oversight (7 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2019 to 8 Dec 2019)
  • Eric Michel Christian Personne

    IRN EMP01032

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (2 Oct 2019 to 8 Dec 2019)
  • Ian Guy Hobday

    IRN IGH01033

    • CF3 Chief Executive (19 Jan 2017 to 29 Sep 2017)
    • CF1 Director (19 Jan 2017 to 29 Sep 2017)
  • James Gardner

    IRN JXG02033

    • CF3 Chief Executive (15 Jun 2015 to 25 Nov 2016)
    • CF11 Money Laundering Reporting (29 Sep 2014 to 28 Nov 2014)
    • CF1 Director (23 May 2014 to 25 Nov 2016)
  • James Hastie

    IRN JXH06145

    • CF10a CASS Oversight function (9 Oct 2018 to 29 Apr 2019)
  • James Scott Phalen

    IRN JSP01109

    • CF2 Non Executive Director (19 Aug 2009 to 12 Jul 2010)
  • Jason Matthew Young

    IRN JXY13035

    • [FCA CF] Significant management (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 17 Jun 2022)
    • CF10a CASS Oversight function (9 Apr 2019 to 8 Dec 2019)
  • John Burridge

    IRN JXB01302

    • [FCA CF] Significant management (since 24 Feb 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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