Apex Group Fiduciary Services (UK) Limited

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FRN: 448301
Date authorised: 11 May 2006
Companies House: 05666576
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

140 Aldersgate Street

London

EC1A 4HY

UNITED KINGDOM

Phone

+442036975353

Web

https://www.apexgroup.com
Complaints Contact

4th Floor, 140 Aldersgate Street

London

EC1A 4HY

UNITED KINGDOM

Phone

+442036975353

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Helen Davies
IRN HXD01091
- CF15 Internal Audit (1 Jun 2006 to 30 Nov 2006)
Ian Lambert
IRN IXL01099
- CF1 Director (29 Dec 2009 to 21 Sep 2010)
Inga Lukseviciute
IRN IXL01240
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
- CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
Jacqueline Mary Angell
IRN JMA01191
- CF10 Compliance Oversight (29 Oct 2012 to 1 May 2014)
James Ross Lyall
IRN JRL01041
- CF10 Compliance Oversight (22 Sep 2010 to 31 May 2012)
- CF11 Money Laundering Reporting (22 Sep 2010 to 31 May 2012)
Jason Christopher Bingham
IRN JCB01305
- SMF3 Executive Director (9 Dec 2019 to 22 Feb 2021)
- CF3 Chief Executive (19 Jul 2019 to 29 Oct 2019)
- CF28 Systems and controls (16 Jun 2015 to 2 Jul 2018)
- CF30 Customer (29 May 2014 to 16 Jun 2015)
- CF1 Director (29 May 2014 to 8 Dec 2019)
John David Jones
IRN JDJ01035
- CF30 Customer (since 14 Oct 2024)
John Randall Arthur
IRN JRA01056
- CF30 Customer (since 14 Oct 2024)
John Todd Roof
IRN JTR01031
- CF28 Systems and controls (4 Jul 2013 to 15 Jan 2014)
Jonathan Muteera
IRN JXM04460
- [FCA CF] Significant management (since 17 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Apex Investment Advisers Limited
FRN 539747 · Appointed 30 May 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.